Financial Services Regulation: Broker Dealer (Compliance)
USA - Nationwide
3 years ranked
Financial Services Regulation: Broker Dealer (Compliance)
USA - Nationwide
3 years ranked
Provided by Kirkland & Ellis LLP
Nick Losurdo is a partner in the Investment Funds Group in the Boston office of Kirkland & Ellis LLP. Nick advises investment fund sponsors, financial institutions, public companies and investors on regulatory, policy, transactional, enforcement and strategic matters. Nick’s focus is predominantly on broker-dealers, equity and option exchanges, ATSs and other trading platforms and intermediaries regarding rules and regulations of the SEC, FINRA, state regulators and SROs. Nick also regularly supports private equity and venture funds during strategic transactions involving financial institutions. He also advises technology and other companies in the areas of fintech and blockchain/crypto/digital currency.
Nick has served in high-level government, private practice and in-house roles. Prior to joining Kirkland, Nick was a partner at another international law firm. Before that, he served at the SEC as counsel to one of the commissioners, advising on a broad array of legal, policy and regulatory matters. Early in his career, Nick was in-house counsel at an SEC-regulated options exchange.
Provided by Chambers
Nicholas Losurdo of Kirkland & Ellis is highly sought after by financial services clients for his counsel in regulatory exams by FINRA and the SEC. He is particularly experienced in the regulatory issues faced by broker-dealers.
Provided by Chambers
Nicholas is thoughtful, solutions-oriented and commercially focused.
Chambers is the leading data and intelligence partner for the legal sector.