Lawyer profile for Asia-Pacific 2021
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Investment Funds - Australia
This content is provided by Penny Nikoloudis
Penny has practised in funds and investment management for over 20 years. She advises a range of Australian and international clients across the full spectrum of funds management matters, including regarding the establishment and operation of retail and wholesale investment funds and other financial products; product disclosure statements, offer documents and other financial product disclosure obligations and due diligence processes; licensing and conduct obligations under Australian financial services laws; contractual arrangements with fund service providers, including custodians, administrators and investment managers; and liaising with ASIC and other regulators about matters such as relief applications and breach notifications.