Amy Ward Pershkow

Practice Areas

Ms. Pershkow advises investment companies and their independent directors, investment advisers and other financial services companies on SEC regulatory matters. She provides legal counsel on an extensive variety of legal, business and operational issues, including issues related to:

Open-end and closed-end funds Multi-class funds

Funds of funds

Funds utilizing a manager of managers structure

Registered and private fund advisers

Real estate and private equity managers

Ms. Pershkow’s experience includes counseling clients on a wide variety of investment management matters, including the formation, registration, reorganization, merger, acquisition and liquidation of investment companies and investment advisers. She assists clients with respect to SEC examinations and inquiries, targeted compliance and business practice reviews, internal investigations and due diligence reviews.