Ranked in 1 Practice Areas

About

Provided by Junaid A. Zubairi

USA

Practice Areas

Mr. Zubairi regularly practices before the Securities and Exchange Commission (SEC), the U.S. Attorney’s Office, and other federal and state agencies. His practice includes representing companies and individuals in civil and criminal government investigations and securities litigation, conducting internal investigations, advising clients on investment services matters, counseling clients during regulatory examinations, counseling clients on Foreign Corrupt Practices Act (FCPA) matters and providing general compliance and remediation advice.

Mr. Zubairi has successfully represented public companies, investment advisers, broker-dealers, accounting firms, officers and directors, accounting professionals and attorneys in complex matters involving financial statement restatements, alleged financial fraud, books and records and internal control violations, audit deficiencies, alleged FCPA violations and compliance issues, whistleblower allegations, conflicts of interest, board governance and oversight, supervision and insider trading.

Prior to joining Vedder Price, Mr. Zubairi was a senior attorney with the SEC, Division of Enforcement. At the SEC, Mr. Zubairi was the lead attorney on numerous high-profile investigations and litigations involving investment adviser and broker-dealer misconduct, financial fraud, officer and director liability, insider trading and pay-to-play practices.

Professional Memberships

Past Regional Co-Chair, Association of SEC Alumni (ASECA)

Member, Chicago Bar Association

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