Tram N. Nguyen

Practice Areas

Tram Nguyen advises sponsors of privately offered investment funds on all aspects of fund formation, structuring and transactions across a variety of asset classes including private credit and structured credit. She specializes in complex investment fund products including rated feeder funds, collateralized fund obligations and hybrid open ended/closed ended funds, and has worked with both sponsors of private fund products as well as institutional investors providing anchor or seed capital to private funds. She has extensive experience representing asset managers and financial institutions on complex regulatory matters, including registration, examinations and reporting requirements. Additionally, Tram was the inaugural branch chief of the Private Funds Branch at the SEC Division of Investment Management in Washington DC, where she served from 2010 to 2013. At the SEC, she led the development and implementation of new rules under the Dodd-Frank and JOBS acts for private fund advisers.