Email address
[email protected]Contact number
+1 212 506 2129Share profile
Band 2
Provided by Steffen Hemmerich
Steffen Hemmerich is Co-Head of the firm’s Financial Markets Regulatory & Enforcement practice and Head of the firm’s Broker-Dealer Regulatory & Compliance practice. He provides broker-dealer regulatory and transactional advice to domestic and foreign investment banks, financial institutions, insurance companies, investment advisers, hedge funds and private equity funds.
Provided by Chambers
Steffen Hemmerich is a notable expert in the broker-dealer space. He is frequently called upon to advise clients on regulatory expectations, obligations and registrations. He is co-head of the firm’s financial markets regulatory & enforcement practice and head of the broker-dealer regulatory & compliance practice.
Provided by Chambers
Steffen has always provided excellent and detailed advice.
He is an invaluable resource for my team.
Steffen readily understands the big picture of what our business is seeking to accomplish without losing sight of the important details.
He is a true specialist, who knows the ins and outs of the most arcane laws and can help you apply them in a practical way.
Steffen has always provided excellent and detailed advice.
He is an invaluable resource for my team.
Steffen readily understands the big picture of what our business is seeking to accomplish without losing sight of the important details.
He is a true specialist, who knows the ins and outs of the most arcane laws and can help you apply them in a practical way.