Lawyer profile for USA 2022
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Litigation: Securities - Pennsylvania
"Jay Dubow is a smart, strategic and fierce advocate who is protective of his clients' interests." "He's the ultimate pragmatist. He knows how to resolve a case and deal with plaintiff's lawyers."
This content is provided by Jay A Dubow
Jay Dubow co-leads the securities investigations and enforcement practice at Troutman Pepper. He focuses his practice on complex business litigation, with a special emphasis on defending against shareholder derivative and securities class action litigation. He also represents clients involved in investigations by the U.S. Securities and Exchange Commission (SEC), Department of Justice (DOJ), the Pennsylvania Department of Banking and Securities, and various self-regulatory organizations, including the Financial Industry Regulatory Authority, Inc. (FINRA). Jay also conducts internal investigations on behalf of clients, including allegations involving the Foreign Corrupt Practices Act (FCPA), whistle blower claims, financial fraud, and civil and criminal violations of various federal and state laws.
Additionally, Jay counsels cannabis and CBD industry clients on corporate and regulatory issues, as well as the potential risks both for cannabis-focused companies and non-industry participants doing business with cannabis companies.