Email address
[email protected]Contact number
(202) 828-2818Share profile
Band 2
Provided by Elizabeth Hogan
Elizabeth (Lizzie) Hogan represents clients in complex securities matters, focusing on investigations and regulatory enforcement proceedings. She is co-chair of the firm’s Securities Enforcement & Regulatory Counseling practice. As the former senior vice president and leader of Market Regulation Enforcement at the Financial Industry Regulatory Authority (FINRA), she has unique insight into the priorities and procedures of financial services regulators, including the SEC, FINRA, the exchanges, and state securities regulators and attorneys general. In her role as a FINRA officer, she led a national team of specialized attorneys and coordinated with other financial regulators on issues and conduct that presented significant risk to the integrity of the U.S. markets. Lizzie has particular expertise in issues involving equities and options trading, market access, best execution and order routing, and all varieties of regulatory reporting obligations.
Provided by Chambers
Elizabeth Hogan is the cochair of the firm's securities enforcement and regulatory counseling group. As the former senior vice president and leader of Market Regulation Enforcement at the Financial Industry Regulatory Authority, she is well placed to advise broker-dealers on enforcement matters.
Provided by Chambers
"Lizzie is very familiar with FINRA's rules and internal workings. She advises her clients very strategically because of her knowledge."
"Lizzie has excellent judgment and a great background in regulatory matters."
"She has deep expertise and experience on broker-dealer laws, rules and regulations."
"Lizzie is very familiar with FINRA's rules and internal workings. She advises her clients very strategically because of her knowledge."
"Lizzie has excellent judgment and a great background in regulatory matters."
"She has deep expertise and experience on broker-dealer laws, rules and regulations."
