Elizabeth Hogan

Practice Areas

Elizabeth (Lizzie) Hogan represents clients in complex securities matters, focusing on investigations and regulatory enforcement proceedings. She is co-chair of the firm’s Securities Enforcement & Regulatory Counseling practice. As the former senior vice president and leader of Market Regulation Enforcement at the Financial Industry Regulatory Authority (FINRA), she has unique insight into the priorities and procedures of financial services regulators, including the SEC, FINRA, the exchanges, and state securities regulators and attorneys general. In her role as a FINRA officer, she led a national team of specialized attorneys and coordinated with other financial regulators on issues and conduct that presented significant risk to the integrity of the U.S. markets. Lizzie has particular expertise in issues involving equities and options trading, market access, best execution and order routing, and all varieties of regulatory reporting obligations.