Ranking tables
Financial Services Regulation: Broker Dealer (Enforcement) | USA
USA - Nationwide
Rankings overview for Lawyers
Band 2
- Ben Indek Morgan, Lewis & Bockius LLP16 Years Ranked
- Brian L Rubin Eversheds Sutherland (US) LLP7 Years Ranked
- Cheryl L Haas McGuireWoods LLP2 Years Ranked
- David Wishengrad Cahill Gordon & Reindel LLP2 Years Ranked
- Elizabeth Hogan McGuireWoods LLP1 Years Ranked
- Elizabeth Mitchell WilmerHale6 Years Ranked
- Elizabeth P Gray Willkie Farr & Gallagher LLP14 Years Ranked
- Emily Gordy McGuireWoods LLP1 Years Ranked
- James Coster Duane Morris LLP2 Years Ranked
- Wayne Aaron Vedder Price12 Years Ranked
All Lawyers profiles
Band 1
1 W Hardy CallcottSidley Austin LLP | Financial Services Regulation: Broker Dealer (Enforcement)2023 | Band 1 | 16 Years RankedHardy Callcott stands out for his market-leading counsel to leading US broker-dealers on the full range of compliance requirements. He is equally accomplished at steering clients through major enforcement actions initiated by state and federal regulators.
Band 2
2 Ben IndekMorgan, Lewis & Bockius LLP | Financial Services Regulation: Broker Dealer (Enforcement)2023 | Band 2 | 16 Years RankedBen Indek is an expert in broker-dealer regulatory matters and is highly experienced at guiding clients through high-stakes investigations, examinations and enforcement proceedings.2 Brian L RubinEversheds Sutherland (US) LLP | Financial Services Regulation: Broker Dealer (Enforcement)2023 | Band 2 | 7 Years RankedBrian Rubin routinely represents broker-dealers and other financial institutions in connection with challenging regulatory, enforcement and administrative actions.2 Cheryl L HaasMcGuireWoods LLP | Financial Services Regulation: Broker Dealer (Enforcement)2023 | Band 2 | 2 Years RankedCheryl Haas of McGuireWoods has a well-regarded practice advising broker-dealer clients in SEC and FINRA investigations.2 David WishengradCahill Gordon & Reindel LLP | Financial Services Regulation: Broker Dealer (Enforcement)2023 | Band 2 | 2 Years RankedDavid Wishengrad of Cahill Gordon & Reindel focuses his practice on broker-dealer regulatory matters. He is often sought out by banks to advise on compliance matters, including issues with cross-border elements. He is also experienced in providing counsel on SEC investigations.2 Elizabeth HoganMcGuireWoods LLP | Financial Services Regulation: Broker Dealer (Enforcement)2023 | Band 2 | 1 Years RankedElizabeth Hogan is the cochair of the firm's Securities Enforcement & Regulatory Counseling group. As the former senior vice president and leader of Market Regulation Enforcement at the Financial Industry Regulatory Authority, she is well placed to advise broker-dealers on enforcement matters.2 Elizabeth MitchellWilmerHale | Financial Services Regulation: Broker Dealer (Enforcement)2023 | Band 2 | 6 Years RankedElizabeth Mitchell is experienced in advising broker-dealers on investigations and enforcement proceedings brought by financial regulators, including FINRA and the SEC.2 Elizabeth P GrayWillkie Farr & Gallagher LLP | Financial Services Regulation: Broker Dealer (Enforcement)2023 | Band 2 | 14 Years RankedElizabeth Gray concentrates her practice on the representation of securities market participants in high-stakes enforcement matters, including SEC and CFTC investigations.2 Emily GordyMcGuireWoods LLP | Financial Services Regulation: Broker Dealer (Enforcement)2023 | Band 2 | 1 Years RankedEmily Gordy's previous experience at the SEC and FINRA makes her particularly well placed to handle a wide range of enforcement matters affecting broker-dealer clients.2 James CosterDuane Morris LLP | Financial Services Regulation: Broker Dealer (Enforcement)2023 | Band 2 | 2 Years RankedThe New York-based James Coster is the chair of the securities litigation division of Duane Morris' trial practice group. He has impressive experience defending clients in trust and mortgage-related litigation matters.2 Wayne AaronVedder Price | Financial Services Regulation: Broker Dealer (Enforcement)2023 | Band 2 | 12 Years Ranked"Wayne Aaron really knows the regulatory process and has very good relationships with regulators. He's sensitive to their sensitivities and does it in a way that makes him an effective advocate for his clients. He's an excellent and persuasive writer too."