Ranked in 1 Practice Areas
2

Band 2

Securities: Regulation: Enforcement

USA - Nationwide

14 Years Ranked

About

Provided by William R Baker III

USA

Practice Areas

Nationally recognized advisor to public companies, professional firms and financial institutions on a broad range of business regulatory, corporate governance and SEC and other government enforcement matters. Conducts internal investigations on behalf of management and boards of directors. Counsels clients on SEC reporting, disclosure, compliance and corporate governance requirements.

Career

Washington D.C. Office Litigation & Trial Co-Chair; Former Associate Director of the Division of Enforcement, SEC.

Professional Memberships

Member, D.C. bar.

Personal

JD, Georgetown University Law Center, 1983; AB, University of Notre Dame, 1979.

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