Securities: Regulation: Enforcement
USA Guide 2024 : USA - Nationwide
Band 2
Contact number
213 485 1234Chambers Review
Latham & Watkins LLP has far-reaching credibility in the securities space thanks to the strength of its lawyers on both coasts and the breadth of its global office network. Able to service clients based in multiple jurisdictions facing high-profile SEC investigations or enforcement actions. Represents investment banks, public companies and accounting firms. Known for its expertise in FCPA investigations and capital markets regulation.
Work Highlights
- Latham & Watkins LLP represented the founder of Binance in connection with enforcement actions by the DoJ, SEC and CFTC regarding alleged violations of registration and compliance provisions under the Bank Secrecy Act, Commodity Exchange Act and US securities laws.
Strengths
Provided by Chambers
"Latham's team is very experienced and adept at handling complex matters. They are always looking for solutions."
"The team shows strong business and commercial awareness."
"The firm has an incredible team."
"Latham's team is very experienced and adept at handling complex matters. They are always looking for solutions."
"The team shows strong business and commercial awareness."
"The firm has an incredible team."
Notable Practitioners
William Baker assists clients with a host of SEC-related mandates. He regularly defends against enforcement proceedings, particularly around issues of disclosure and corruption.