Share profile
Band 2
Band 5
Provided by Thomas Bogle
Thomas C. Bogle advises financial services companies on a wide range of corporate, regulatory and enforcement matters. His clients include U.S. registered funds and their boards of directors, investment management firms, banks, broker-dealers and insurance companies. Mr. Bogle has particular experience advising registered funds, independent directors and investment advisers on the full range of issues under the federal securities laws, including the Investment Company Act of 1940, the Investment Advisers Act of 1940 and the provisions of the Dodd-Frank Act applicable to asset managers.
Mr. Bogle is actively engaged in the firm’s anti-money laundering and sanctions compliance practice. He regularly counsels U.S. and non-U.S. corporations, financial institutions and financial industry trade associations on matters relating to the Bank Secrecy Act and U.S. economic and trade sanctions administered by OFAC.
Mr. Bogle serves as a member of the firm’s Washington office pro bono committee and as a leader of its non-profit and small business pro bono practice group. He is a member of the board of directors of Friends of New Orleans, Inc., and serves on the board of advisory editors of the Tulane Law Review.
Provided by Chambers
Thomas Bogle is routinely called upon to represent registered funds and independent directors.
Provided by Chambers
He's a great lawyer, is practical and clients love him.
He is a good practitioner with very good knowledge and practical application.
His knowledge is both deep and broad, and he helps us assess risk while taking a commercial approach. He has his finger on the pulse of the industry and the SEC's priorities.
Thomas is very smart, client-friendly and extremely capable.
Thomas is super knowledgeable and great to work with. He conveys his practical advice in a very clear and succinct manner.
Thomas is a talented attorney.
He's a great lawyer, is practical and clients love him.
He is a good practitioner with very good knowledge and practical application.
His knowledge is both deep and broad, and he helps us assess risk while taking a commercial approach. He has his finger on the pulse of the industry and the SEC's priorities.
Thomas is very smart, client-friendly and extremely capable.
Thomas is super knowledgeable and great to work with. He conveys his practical advice in a very clear and succinct manner.
Thomas is a talented attorney.