Chambers Review
Provided by Chambers
Global
Investment Funds: Regulatory & Compliance - USA
Individual Editorial
Thomas Bogle has considerable experience of advising hedge and mutual funds, as well as independent trustees, on SEC compliance.
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Provided by Thomas Bogle
Thomas C. Bogle advises financial services companies on a wide range of corporate, regulatory and enforcement matters. His clients include U.S. registered funds and their boards of directors, investment management firms, banks, broker-dealers and insurance companies. Mr. Bogle has particular experience advising registered funds, independent directors and investment advisers on the full range of issues under the federal securities laws, including the Investment Company Act of 1940, the Investment Advisers Act of 1940 and the provisions of the Dodd-Frank Act applicable to asset managers.
Mr. Bogle is actively engaged in the firm’s anti-money laundering and sanctions compliance practice. He regularly counsels U.S. and non-U.S. corporations, financial institutions and financial industry trade associations on matters relating to the Bank Secrecy Act and U.S. economic and trade sanctions administered by OFAC.
Mr. Bogle serves as a member of the firm’s Washington office pro bono committee and as a leader of its non-profit and small business pro bono practice group. He is a member of the board of directors of Friends of New Orleans, Inc., and serves on the board of advisory editors of the Tulane Law Review.
Provided by Chambers
Thomas Bogle has considerable experience of advising hedge and mutual funds, as well as independent trustees, on SEC compliance.
Provided by Chambers
"Thomas is an excellent lawyer."
"Thomas is an excellent lawyer."