Thomas Bogle

Tom Bogle has over 20 years of experience in the asset management industry, advising clients on a wide range of corporate, regulatory and enforcement matters. Mr. Bogle has particular experience counseling U.S. registered funds, their independent directors and fund sponsors on the full range of issues under the federal securities laws, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940.

Mr. Bogle’s practice focuses on the creation and operation of mutual funds, listed and unlisted closed-end funds, and exchange-traded funds. He regularly advises on the design and structure of new investment products, regulatory compliance and fund governance. Mr. Bogle provides strategic advice to funds in responding to shareholder activists, contested proxy solicitations, and responding to shareholder proposals. He also has significant experience with fund acquisitions, reorganizations and related asset management M&A transactions.