Global USA Investment Funds: Regulatory & Compliance

Ropes & Gray has an established practice, and the team represents private fund managers in substantial regulatory and compliance matters. Provides advice on the navigation of the Dodd-Frank Act in addition to liaising with major regulatory bodies, such as the SEC and CFTC.

Schulte Roth boasts a market-leading team assisting high-profile hedge and private equity fund clients in compliance with regulations. Experienced in matters involving the SEC, CFTC and National Futures Association. Draws strength from its global presence to offer clients guidance on international regulatory issues.

Willkie Farr has a preeminent team that handles significant compliance matters involving investment funds. Noted for its expertise in issues related to the Commodity Exchange Act, Investment Advisers Act of 1940 and Investment Company Act of 1940.

Dechert is a respected asset management firm with a strong team advising on issues relating to the Investment Advisers Act of 1940 and Investment Company Act of 1940. Additional expertise in the Commodity Exchange Act and SEC regulatory matters.

Morgan, Lewis & Bockius is highly visible in the market with an impressive client list composed of private and registered fund sponsors, asset managers and institutional investors. Particularly adept at providing counsel on SEC, CFTC and NFA issues. Routinely called upon to advise on fund formation and SEC examinations. Additional experience of providing counsel on the Department of Labor Fiduciary Rule.