Registered Funds

About

Provided by Dechert LLP

Dechert is a leading adviser to financial services firms, asset managers and investment funds, representing clients that range from small start-up and boutique operations to some of world’s largest financial institutions. Our practice is among the largest in the industry, and we’ve been innovating in this arena for more than 40 years.

Our lawyers provide advice, counseling and assistance on a full spectrum of legal services relating to investment funds: 

• Fund Lifecycle Matters – new product development; fund structuring and formation; securities offerings; global marketing, advertising and distribution; fund restructuring transactions and consolidations; mergers, acquisitions and strategic alliances; over-the-counter and exchange-traded derivatives transactions.
• Management and Governance – pricing, trading and liquidity practices; fund governance; investor representation; tax structuring, employee benefits and ERISA matters.
• Regulatory – compliance and enforcement; investment company and investment adviser regulation; commodities and futures regulation; insurance product regulation; broker-dealer regulation; bank regulation.
• Investigations and Litigation – examinations, inspections, inquiries, and investigations by regulatory entities; sanctions and anti-money laundering actions; commercial and securities litigation.