Band 3
Provided by Ricardo Plasencia
Financial Markets & Services
Financial Regulation
Payment Services
Fintech
Ricardo has written many papers on financial regulation, including:
European financial institutions that operate in Spain on the basis of freedom of services, and applicable rules. In: Revista de Derecho del Sistema Financiero. Mercados, Operadores y Contratos. Issue number 2, July 2021
The effects in Spain of resolution measures adopted by authorities of other European Union Member States. In: Estudios sobre Resolución Bancaria (Thomson Reuters Aranzadi). 2020.
Marketing of hedge funds in Spain. In: The law of hedge funds: A global perspective (LexisNexis). 2018.
New features of the shareholding disclosure regime of listed companies In: Securities Market Law Magazine, number 17. 2015.
Provided by Chambers
Ricardo Plasencia receives strong market support for his regulatory practice within banking and finance. He continues to receive endorsement as he regularly advises on regulatory aspects of day-to-day financial operations, bond issuances and asset transfers requiring regulatory clearance.
Provided by Chambers
He always made himself available to us and personally made sure that the deliverables were adjusted to the deadlines of the transaction.
Ricardo is a great professional who follows up on all issues. He is very good and provides quality response times.
The best thing about Ricardo is his wide, practical experience. He is able to predict in advance how regulators will react and the best way forward, is very knowledgeable and is a heavy studier.
He always made himself available to us and personally made sure that the deliverables were adjusted to the deadlines of the transaction.
Ricardo is a great professional who follows up on all issues. He is very good and provides quality response times.
The best thing about Ricardo is his wide, practical experience. He is able to predict in advance how regulators will react and the best way forward, is very knowledgeable and is a heavy studier.