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Band 4
Provided by Jay Spinola
Has over 20 years of experience counselling investment companies, their boards and their sponsors in all aspects of their operations. Focuses on open-end funds, ETFs and complex closed-end funds, including the organization/offering of new funds, and counseling funds and their sponsors on regulatory and compliance matters, contract approvals, disclosure issues, restructuring and financing, and acquisitions. Frequently advises closed-end funds regarding secondary offerings and other capital markets transactions, along with strategies to address market discounts and dealings with activist investors. Also, serves as counsel to the independent directors of certain fund groups.
JD (with honors), George Washington University Law School, 2000; BA (with honors), Providence College, 1996. See: https://www.willkie.com/professionals/s/spinola%20jay
Provided by Chambers
Provided by Chambers
