Registered Funds

Margery Neale is recognized for her high-level practice encompassing ETFs and other registered funds.

"Margery is one of the most knowledgeable ’40 Act practitioners in the market."

"She is smart, thoughtful and detail-oriented."

"Margery is a legend in the field. She is able to get at the heart of the matter due to her sharp instincts and her vast experience."

Benjamin Haskin is particularly recognized for his expertise in significant ETF matters.

"Benjamin is a very substantive and thoughtful attorney."

"He is a superb attorney who has a business-friendly approach combined with subject matter expertise. He is also always client-focused and practical."

Elliot Gluck is well versed in the formation and operation of registered funds, including ETFs and closed-end funds.

"He is great to work with, responsive and experienced."

"Elliot is extremely skilled and has strong industry knowledge."

Jay Spinola has a broad registered funds practice which covers the establishment of ETFs, as well as regulatory and operational issues for open-end and closed-end funds.

"Jay is very diligent, dedicated and responsive."

"Jay has expansive knowledge of the registered fund space."

Neesa Sood frequently advises asset managers and independent boards on closed-end and mutual fund matters.