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This content is provided by James E Anderson.

Practice Areas

Partner in Asset Management Group. Practice covers the entire range of securities regulation, advising investment advisers, hedge funds, private equity funds, mutual funds, banks and broker-dealers. Advises clients in the purchase and sale of investment advisers and funds, compliance matters and in examination and enforcement-related inquiries by self-regulatory organizations and SEC. Former Staff Attorney in SEC’s Office of Investment Company Regulation of the Division of Investment Management.


JD, Brigham Young University Law School, 1992. BA, University of Utah, 1988. See: