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This content is provided by James E Anderson.

Practice Areas

Partner in Asset Management Group. Practice covers the entire range of securities regulation, advising investment advisers, hedge funds, private equity funds, mutual funds, banks and broker-dealers. Advises clients in the purchase and sale of investment advisers and funds, compliance matters and in examination and enforcement-related inquiries by self-regulatory organizations and the SEC. Former Staff Attorney in the SEC’s Office of Investment Company Regulation of the Division of Investment Management.


JD, Brigham Young University Law School, 1992; BA, University of Utah, 1988. See: