James E Anderson

Partner in Asset Management Department and Chair of the Regulatory and Enforcement practice. Practice covers the entire range of securities regulation, advising investment advisers, hedge funds, private equity funds, mutual funds, banks and broker-dealers. Advises clients in the purchase and sale of investment advisers and funds, compliance matters and in examination and enforcement-related inquiries by self-regulatory organizations and the SEC. Former Staff Attorney in the SEC’s Office of Investment Company Regulation of the Division of Investment Management.