Investment Funds: Regulatory & Compliance
USA Guide 2024 : USA - Nationwide
Band 1
Contact number
+1 212 728 8000About
Provided by Willkie Farr & Gallagher LLP
Please see: https://www.willkie.com/capabilities/practices/asset-management/regulatory-enforcement
Chambers Review
Willkie Farr has a preeminent team that handles significant compliance matters involving investment funds. Noted for its expertise in issues related to the Commodity Exchange Act, Investment Advisers Act of 1940 and Investment Company Act of 1940.
Strengths
Provided by Chambers
"Willkie's practitioners have a depth of understanding of the complex regulatory environment."
"Willkie as a whole is fantastic. The team is coordinated, thoughtful and professional."
"It has a very experienced and knowledgeable team that is able to advise on a variety of complex matters."
"Willkie's practitioners have a depth of understanding of the complex regulatory environment."
"Willkie as a whole is fantastic. The team is coordinated, thoughtful and professional."
"It has a very experienced and knowledgeable team that is able to advise on a variety of complex matters."
Notable Practitioners
James Anderson specializes in advising private fund managers on securities regulatory compliance.
"James' knowledge and experience allows him to give practical advice quickly."
"He's a tremendous lawyer with great client service skills."
Rita Molesworth is best known for her work with hedge fund sponsors in CFTC compliance.
"Rita has deep industry expertise."
"She's one of the lawyers at the top of the market."
Justin Browder has significant experience of advising asset managers on regulatory and operational issues, as well as federal securities matters.
"He's a tremendous resource, he's very personable and a sharp lawyer with great communication skills."
"Justin's depth of understanding comes through in his work product."
Anne Choe is consulted for her regulatory advice relating to ETFs, hedge and mutual funds, and private funds. She demonstrates notable experience of providing counsel on SEC regulatory examinations.
"Anne is highly knowledgeable, personable and conscientious."
"She is great to work with and has a breadth of knowledge."
Ranked Lawyers at
Willkie Farr & Gallagher LLP
USA - Nationwide
Members
Provided by Willkie Farr & Gallagher LLP