Colin Lloyd

Practice Areas

Commodities, Futures & Derivatives; Broker-Dealer; Capital Markets; Digital Assets; Financial Services; Fintech; Securities & Commodities Investigations & Enforcement Practice

Career

Mr. Lloyd advises on a broad range of securities and derivatives regulatory, legislative, transactional and enforcement matters. His clients on a broad range of securities and derivatives regulatory, enforcement, transactional, and legislative matters. His clients include U.S. and non-U.S. broker-dealers, swap dealers, banks, exchanges, electronic trading platforms, clearinghouses, private equity funds, investment managers, sovereigns, and derivatives end users. He regularly represents clients before various federal regulatory agencies

Colin has been at the forefront of lawyers involved in the development and implementation of regulatory reforms in the OTC derivatives market, as well as enforcement matters and internal investigations relating to the market. He also regularly advises clients in relation to blockchain, digital assets and other emerging financial technologies. In these areas he practices before the CFTC, the SEC, and other federal regulators and self-regulatory organizations.

Personal

Harvard Law School (J.D., cum laude, 2007); Vanderbilt University (B.A., summa cum laude, 2004).