Ranked in 4 Practice Areas
1

Band 1

Derivatives

USA - Nationwide

5 Years Ranked

1

Band 1

Derivatives: Mainly Regulatory

USA - Nationwide

5 Years Ranked

5

Band 5

Ranked in Guides

About

Provided by Colin Lloyd

USA

Practice Areas

General Practice

Broker-Dealer

Capital Markets

Commodities, Futures & Derivatives

Digital Assets

Financial Services

Fintech

Securities & Commodities Investigations

Career

Colin Lloyd is a partner in the Firm’s Commodities, Futures and Derivatives and Capital Markets Groups. He focuses on advising clients on a broad range of securities and derivatives regulatory, enforcement, transactional, and legislative matters. His clients include U.S. and non-U.S. broker-dealers, swap dealers, banks, exchanges, electronic trading platforms, clearinghouses, private equity funds, investment managers, sovereigns, and derivatives end users. He regularly represents clients before various federal regulatory agencies, including the Commodity Futures Trading Commission, the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority, as well as other federal regulatory agencies and self-regulatory organizations.

Personal

Harvard Law School (J.D., cum laude, 2007); Vanderbilt University (B.A., summa cum laude, 2004).

Chambers Review

Provided by Chambers

Chambers Guide to the USA

Derivatives: Mainly Regulatory - USA - Nationwide

1
Band 1
Individual Editorial
Colin Lloyd has a flourishing regulatory practice, regularly advising on matters impacting both the US and international jurisdictions.

Derivatives - USA - Nationwide

1
Band 1
Individual Editorial
Colin Lloyd has a flourishing regulatory practice, regularly advising on matters impacting both the US and international jurisdictions.

Financial Services Regulation: Broker Dealer (Compliance) - USA - Nationwide

2
Band 2
Individual Editorial
Colin Lloyd combines knowledge of the regulatory issues facing both banks and broker-dealers, with standout expertise in derivatives compliance.

Financial Services Regulation: Banking (Compliance) - USA - Nationwide

5
Band 5
Individual Editorial
Colin Lloyd combines knowledge of the regulatory issues facing both banks and broker-dealers, with standout expertise in derivatives compliance.

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Provided by Chambers

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