Mr. Lloyd advises on a broad range of securities and derivatives regulatory, legislative, transactional and enforcement matters. His clients include U.S. and non-U.S. broker-dealers, swap dealers, banks, exchanges, electronic trading platforms, clearinghouses, private equity funds, investment managers, sovereigns and derivatives end users. He is regularly counsel to leading financial market trade associations and ad hoc coalitions on major industry initiatives.
Since 2009, Colin has been at the forefront of lawyers involved in the development and implementation of regulatory reforms in the OTC derivatives market, as well as enforcement matters and internal investigations relating to the market. He also regularly advises clients in relation to blockchain, digital assets and other emerging financial technologies. In these areas he practices before the CFTC, the SEC, and other federal regulators and self-regulatory organizations.
Joined firm, 2007; JD, cum laude, Harvard Law School (2007); B.A., summa cum laude, Vanderbilt University (2004)
New York Bar, DC Bar
Mr. Lloyd lectures and has authored numerous publications on derivatives regulation.