This content is provided by Charles Smith.
Practice Areas
Leads Chicago office's litigation and regulatory enforcement group. Has represented companies and their executives in SEC, DOJ, CFTC, CPSC and FINRA enforcement matters. Has represented clients in high-profile investigations under the Foreign Corrupt Practices Act and has represented a major financial exchange, manufacturers, medical device companies and others in investigations, as well as transaction due diligence and training on compliance matters.
Personal
JD, University of Chicago Law School, 1987 (cum laude; Comment Editor, University of Chicago Law Review; Order of the Coif); BA, Knox College, 1984 (cum laude).
