Chambers Review
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Band 4
Provided by Toby R Serkin
Focuses on the representation of open-end and closed-end funds, investment advisers, and fund directors. Counsels clients on a variety of regulatory, transactional, and compliance matters. Practice includes organizing and providing ongoing advice to offshore funds for non-US investors and other private investment funds. Represents lenders and funds in financing transactions, including loans to registered investment companies. Has been involved in a number of special projects, including playing a significant role in the review of compliance programs for both major mutual fund advisers and smaller fund complexes.
University of Pennsylvania Law School, J.D., 1989; Brandeis University, B.A., 1986
Provided by Chambers