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Steven Stone is a partner in the investment management practice at Morgan Lewis and leader of the financial institutions practice as well as leader of the firm’s investment funds industry initiative. He counsels clients on regulations governing broker-dealers, investment advisers and bank fiduciaries, and pooled investment vehicles. Steve counsels most of the largest and most prominent US broker-dealers, investment banks, investment advisers, and mutual fund organizations. He regularly represents clients before the US Securities and Exchange Commission, both in seeking regulatory relief and assisting clients in enforcement or examination matters. For more information, view his bio at


Bates College, 1983, B.A.; The George Washington University Law School, 1988, J.D.