Email address
[email protected]Contact number
202-739-5453Share profile
Band 1
Provided by Steven W Stone
Steven Stone is a partner in the investment management practice at Morgan Lewis and leader of the financial institutions practice as well as leader of the firm’s investment funds industry initiative. He counsels clients on regulations governing broker-dealers, investment advisers and bank fiduciaries, and pooled investment vehicles. Steve counsels most of the largest and most prominent US broker-dealers, investment banks, investment advisers, and mutual fund organizations. He regularly represents clients before the US Securities and Exchange Commission, both in seeking regulatory relief and assisting clients in enforcement or examination matters. For more information, please view his bio at https://www.morganlewis.com/bios/sstone.
Bates College, 1983, B.A.; The George Washington University Law School, 1988, J.D.
Provided by Chambers
Steven Stone is a respected figure in the broker-dealer space, noted for his expertise in securities and derivatives law. He regularly assists clients in obtaining regulatory relief from a range of authorities, including the SEC, SIFMA and FINRA.
Provided by Chambers
Steven provides practical and reasonable advice considering business objectives and effectively assesses risk.
Steven has got a lot of industry knowledge.
Steven provides practical and reasonable advice considering business objectives and effectively assesses risk.
Steven has got a lot of industry knowledge.