Email address
[email protected]Contact number
+1.202.639.7451Share profile
Band 1
Provided by Michael Sherman
Michael L. Sherman’s practice focuses on counseling investment advisers (including advisers to hedge funds), investment companies, business development companies and other financial institutions in regulatory, corporate and compliance matters. Much of his work involves helping clients with issues related to investment adviser registration, compliance policies and procedures, marketing and advertising (including Global Investment Performance Standards), investment company status questions, and regulatory issues and examinations. Mr. Sherman has assisted advisers specializing in non-standard asset classes such as CLOs (collateralized loan obligations), real estate and tax credit with applying the Investment Advisers Act and the Investment Company Act to their unique businesses and vehicles – recently he has advised on matters arising in connection with the new risk retention rules for CLO sponsors.
Provided by Chambers
Provided by Chambers
Michael thinks outside the box for complex questions.
Michael is a smart regulatory lawyer. He knows his area very well and is a good resource for regulatory-related matters.
Michael is very experienced and knowledgeable in the regulatory space. He is great to work with.
Mike's counsel is invaluable and we rely on him for practical guidance on complex and novel questions.
Michael thinks outside the box for complex questions.
Michael is a smart regulatory lawyer. He knows his area very well and is a good resource for regulatory-related matters.
Michael is very experienced and knowledgeable in the regulatory space. He is great to work with.
Mike's counsel is invaluable and we rely on him for practical guidance on complex and novel questions.