Mary P Hansen
USA Guide 2023
Band 4 : Litigation: White-Collar Crime & Government Investigations
Email address
[email protected]Contact number
215 979 1110Share profile
Band 4
About
Provided by Mary P Hansen
Practice Areas
Ms. Hansen defends clients in connection with investigations and litigation involving state and federal financial regulatory agencies, including the SEC, the Commodity Futures Trading Commission (CFTC), the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA) and the Department of Justice (DOJ). Ms. Hansen counsels investment advisers, broker-dealers, financial services industry clients, and public and private companies in federal and state regulatory investigations and leads internal corporate investigations involving potential violations of federal securities law and other executive or employee misconduct. She also counsels clients with respect to compliance policies, procedures and strategies. Ms. Hansen previously served as supervisor in the U.S. Securities and Exchange Commission’s (SEC) Division of Enforcement. Prior to entering private practice, she served as law clerk to the Hon. Raymond J. Dearie of the U.S. District Court for the Eastern District of New York.
Professional Memberships
Irish American Business Chamber & Network; Women’s White Collar Defense Association
Personal
St. John's University School of Law, J.D., 1998; State University of New York at Albany, B.A., 1986
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