Elliot Gluck

Practice Areas

Elliot J. Gluck is a partner in the Asset Management Department of Willkie Farr & Gallagher LLP. Elliot’s practice focuses on representing closed-end funds, exchange-traded funds (ETFs), mutual funds, their investment advisers and their boards in a broad array of corporate and regulatory matters for over 20 years. He has extensive experience in counseling on the organization and operation of registered investment companies, including with respect to innovative and novel products and structures. Elliot counsels clients with respect to trending investment products, such as interval funds and tender offer funds, and trending investments and investment strategies, such as digital assets. He regularly advises registered funds and their boards on a wide range of compliance, corporate governance and complex regulatory matters. Elliot also represents closed-end funds in capital markets transactions, including initial and secondary public offerings of common and preferred stock and rights offerings, and counsels closed-end fund and their boards on strategic matters, such as addressing share price discounts and dealing with activist investors.

Elliot has significant transactional experience, regularly counseling clients on mergers and acquisitions of asset management companies, registered fund mergers and fund adoptions. He also advises investment advisers in a broad array of matters, including new product development, investment advisory/wrap fee programs and regulatory compliance.

Personal

JD, Fordham University School of Law, 2004; BS, Yeshiva University, 1999. See: https://www.willkie.com/professionals/g/gluck%20elliot%20j