Focuses on representing mutual funds, closed-end funds, exchange-traded funds (ETFs) and their investment advisers. Has extensive experience in counseling on the organization/operation of registered investment companies, corporate governance and regulatory compliance. Serves as fund counsel to some of the largest fund complexes, as well as mid-size and smaller fund groups. Regularly advises closed-end funds in capital markets transactions, including initial and secondary public offerings of common and preferred stock. Provides counsel to investment advisers and their parent companies in connection with mergers and acquisitions of their asset management businesses.
JD, Fordham University School of Law, 2004; BS, Yeshiva University, 1999. See: https://www.willkie.com/professionals/g/gluck-elliot-j