David Peavler

David Peavler is a former senior officer and enforcement attorney at the U.S. Securities and Exchange Commission (SEC). He defends companies and individuals involved in SEC investigations and prosecutions, leads internal investigations, and counsels clients on a wide range of compliance, internal controls, and transactional issues touching on the federal securities laws. David also provides unique insights on public reporting, corporate governance, and financial services industry regulation, having served as general counsel for a registered broker-dealer and investment adviser and as in-house disclosure counsel for a major energy company.