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David F Freeman Jr
Lawyers profile
USA 2024
Lawyers profile | USA 2024: Financial Services Regulation: Broker Dealer (Compliance), Financial Services Regulation: Banking (Compliance)
David F Freeman Jr
Ranked in 2 Practice Areas
3

Band 3

Financial Services Regulation: Broker Dealer (Compliance)

USA - Nationwide

3 Years Ranked

5

Band 5

Financial Services Regulation: Banking (Compliance)

USA - Nationwide

17 Years Ranked

Ranked in Guides
Global 2025

About

Provided by David F Freeman Jr

USA

Practice Areas

David Freeman heads the firm’s Financial Services practice group. He represents banks, investment managers, and broker-dealers on banking and securities regulatory issues, legislation, mergers and acquisitions, private investment funds, and product development. He has also represented clients in acquisition or creation of bank holding companies, banks, trust companies, joint ventures, broker-dealers, and investment advisers.

Career

Joined firm as associate, 1987. Partner since 1995. JD and MBA, 1987, University of Virginia.

Publications

'Duty To Supervise,' 'Supervision of Outside Business Activities,' and 'Bank Exemptions from Broker-Dealer Regulation,' Chapters 4, 6 and 9 in Broker-Dealer Regulation (PLI, 2016).

Chambers Review

Provided by Chambers

USA

Financial Services Regulation: Broker Dealer (Compliance) - USA - Nationwide

3
Band 3
Individual Editorial
David Freeman is recognized for his extensive proficiency as a bank regulatory lawyer.
View ranking table

Financial Services Regulation: Banking (Compliance) - USA - Nationwide

5
Band 5
Individual Editorial
David Freeman is recognized for his extensive proficiency as a bank regulatory lawyer.
Learn more about this team❖View ranking table

Strengths

Provided by Chambers

"David makes incredibly complicated topics relatively simple. He provides concise advice on a timely basis."

Financial Services Regulation: Broker Dealer (Compliance) respondent
USA

"He is very creative, knowledgeable and practical."

Financial Services Regulation: Broker Dealer (Compliance) respondent
USA

"David is a stellar lawyer with sound risk-based analysis skills."

Financial Services Regulation: Broker Dealer (Compliance) respondent
USA

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