Investment Funds: Regulatory & Compliance
USA
6 years ranked
Provided by Simpson Thacher & Bartlett LLP
Anne Choe is a Partner in Simpson Thacher’s Registered Funds and Asset Management Regulatory and Enforcement Practices in the firm’s Washington, D.C. office. She represents investment managers, registered funds and private funds on a broad range of regulatory and transactional matters. Her experience covers a variety of fund structures, including exchange-traded funds, mutual funds, closed-end funds and private funds. Anne also regularly counsels family offices and independent boards and has in-depth knowledge of the various securities and other laws applicable to investment managers and funds, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940. She has deep experience representing investment advisers and funds in SEC examination and enforcement matters. Anne additionally has significant experience advising investment management firms in registering with the SEC as investment advisers, as well as advising on exemptions from registration for U.S. and non-U.S. firms.
Practicing since 2009
Member, Women in ETFs
Member, Private Equity Women Investor Network (PEWIN)
University of North Carolina School of Law, 2009 J.D. with high honors; University of Maryland, 2002 B.S. summa cum laude
Provided by Chambers
Anne Choe is recognized for her registered funds and investment management regulatory practice.
Provided by Chambers
Anne is my go-to lawyer. Whenever I have an issue, I say to my team 'call Anne'.
Anne is thoughtful, detail-oriented and has deep subject-matter expertise. She is very client-oriented and provides a menu of options for various issues.
Anne is highly personable. She understands the company's legal needs perfectly and provides alternate solutions to address difference risks.
Anne knows the regulatory landscape in and out and takes a practical approach. We feel very comfortable when we have a complex or high-stakes matter in Anne's hands.
Anne Choe is very knowledgeable on regulatory and legal matters and she is really practical.
Anne Choe is very smart and personable. It's fun to work with her.
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