Department profile
Simpson Thacher & Bartlett LLP

Investment Funds: Regulatory & Compliance

Global Guide 2026 : USA


Simpson Thacher & Bartlett LLP

Rankings

Chambers Review

Provided by Chambers

Investment Funds: Regulatory & Compliance - USA

Band 3

Band 3


What the Team is Known For
Simpson Thacher's team is renowned for its ability to guide clients through a wide spectrum of complex regulatory and compliance issues. The group has extensive experience of handling SEC examinations, enforcement inquiries and investigations. The team also provides high-quality operational compliance advice.

Work Highlights

Provided by Chambers

  • Simpson Thacher advised Stone Point Capital on its purchase of Truist Bank's insurance brokerage business.

Strengths

Provided by Chambers

  • Simpson Thacher does a nice job of giving practical, well thought through advice and being cognisant of all the angles in large transactions.

    Investment Funds: Regulatory & Compliance respondentGlobal
  • Simpson is very well briefed on what the industry is thinking and has a good sense of using their entire partnership to answer questions. They provide thoughtful, practical and risk-based solutions.

    Investment Funds: Regulatory & Compliance respondentGlobal

Notable Practitioners

Provided by Chambers

  • Band 2Justin Browder
    Band 2Justin Browder

    Justin Browder

    Justin Browder has significant experience of advising asset managers on regulatory and operational issues, as well as federal securities matters.
    • Justin is a very strong lawyer. He gives fantastic service and advice.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • Justin is very helpful in reviewing contracts.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • Justin is extremely bright, commercial and translates the law into deeply actionable advice.

      Investment Funds: Regulatory & Compliance respondentGlobal
  • Band 3Anne Choe
    Band 3Anne Choe

    Anne Choe

    Anne Choe is consulted for her regulatory advice relating to ETFs, hedge and mutual funds, and private funds. She demonstrates notable experience of providing counsel on SEC regulatory examinations.
    • Anne is my go-to lawyer. Whenever I have an issue, I say to my team 'call Anne'.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • Anne is thoughtful, detail-oriented and has deep subject-matter expertise. She is very client-oriented and provides a menu of options for various issues.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • Anne is highly personable. She understands the company's legal needs perfectly and provides alternate solutions to address difference risks.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • Anne knows the regulatory landscape in and out and takes a practical approach. We feel very comfortable when we have a complex or high-stakes matter in Anne's hands.

      Investment Funds: Regulatory & Compliance respondentGlobal

Ranked Individuals at Simpson Thacher & Bartlett LLP (2)

USA

Simpson Thacher & Bartlett LLP has rankings in the following guides

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