Practice Areas
Corporate Law, Mergers & Acquisitions, Public Companies, Securities & Corporate Governance, Startups & Emerging Businesses, Blockchain
Career
Alan represents fintech, health care, hemp, equine, and other sectors in connection with capital transactions, compliance with securities laws, corporate governance, and mergers and acquisitions. As chair of FBT’s securities practice and a member of FBT’s Blockchain and Digital Currency team, Alan advises developers of blockchain technologies on capital-raising regulation and strategy involving digital tokens, including on matters before the U.S. Securities and Exchange Commission. He has counseled the boards of directors of public companies and their audit, compensation, nominating, and special committees on fiduciary duties, the requirements of the Sarbanes-Oxley Act, and SEC and stock exchange rules. Alan actively participated in crafting legislation that governs corporations and other business organizations in Kentucky.