Investment Funds: Regulatory & Compliance | USA

The Kirkland & Ellis team is renowned for its ability to handle a wide spectrum of regulatory and compliance issues. It draws strength from practitioners with previous experience within governing agencies such as the SEC. The group has significant experience of advising clients on the Investment Company Act and Securities Exchange Act. It is recognized in the market for its strength in handling private fund issues.

Ropes & Gray has an established practice, and the team represents private fund managers in substantial regulatory and compliance matters. It provides advice on the navigation of the Dodd-Frank Act in addition to liaising with major regulatory bodies, such as the SEC and CFTC.

Schulte Roth boasts a market-leading team assisting high-profile hedge and private equity fund clients in compliance with regulations. The team is experienced in matters involving the SEC, CFTC and National Futures Association. It draws strength from its global presence to offer clients guidance on international regulatory issues.

Willkie Farr has a preeminent team that handles significant compliance matters involving investment funds. The team is noted for its expertise in issues related to the Commodity Exchange Act, Investment Advisers Act of 1940 and Investment Company Act of 1940.

Dechert is a respected asset management firm with a strong team advising on issues relating to the Investment Advisers Act of 1940 and Investment Company Act of 1940. The team has additional expertise in the Commodity Exchange Act and SEC regulatory matters.

Morgan, Lewis & Bockius is highly visible in the market with an impressive client list comprising private and registered fund sponsors, asset managers and institutional investors. The group is particularly adept at providing counsel on SEC, CFTC and NFA issues. It is routinely called upon to advise on fund formations and SEC examinations. The lawyers have additional experience of providing counsel on the Department of Labor Fiduciary Rule.

Fried, Frank, Harris, Shriver & Jacobson garners recognition for its regulatory and compliance practice group. The law firm has extensive experience in advising clients in matters arising from fund formations. The team also offers expertise on global regulatory regimes.

K&L Gates is held in high regard for its investment funds practice. The law firm offers a deep array of expertise in regulatory and compliance matters to hedge fund and private equity managers among others. The team is highly regarded for its SEC expertise.

The Paul, Weiss group is renowned for its strength in helping asset managers to navigate regulatory issues that may arise in this space. The team demonstrates its ability to advise clients on regulatory enforcement actions and joint venture disputes. Due to their in-depth experience, its practitioners are fully equipped to provide counsel on any issue concerning the SEC and CFTC.

Sullivan & Cromwell's investment management team is adept at providing expert regulatory and compliance advice to traditional and alternative asset managers. The team provides a broad spectrum of expertise across hedge funds, private equity funds and ETFs.

Weil, Gotshal & Manges is held in high regard for its investment funds practice. The team garners particular recognition for its expertise in regulatory compliance, advising clients across such sectors as private equity, real estate and secondaries. The law firm also provides expertise on alternative asset products.