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Morgan, Lewis & Bockius LLP
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Investment Funds: Regulatory & Compliance

About

Provided by Morgan, Lewis & Bockius LLP

Morgan Lewis lawyers are investment funds industry leaders with in-depth knowledge of all asset classes and every stage of the fund lifecycle—from fund formation onward, advising on every type of fund and portfolio company transaction, regulatory, and litigation matter along the way. Our practice has a global footprint covering six continents.

Our customized, innovative approach helps guide clients through new product development, cross-border transactions, and regulatory and compliance issues on behalf sponsors, funds, and investor groups across the sector. We advise fund sponsors and investment managers in forming new funds and managed accounts, assessing potential strategic arrangements and investment opportunities, and maintaining compliance with complex domestic and international regulations. We counsel institutional investors on structuring their global investment and training programs and represent them on their primary investments, co-investments, and secondary investments.



Chambers Review

Provided by Chambers

Investment Funds: Regulatory & Compliance - USA - Nationwide

2
Band 2

What the Team is Known For

Morgan, Lewis & Bockius is highly visible in the market, with an impressive client list comprising private and registered fund sponsors, asset managers and institutional investors. The group is particularly adept at providing counsel on SEC, CFTC and NFA issues. It is routinely called upon to advise on fund formations and SEC examinations. The lawyers have additional experience of providing counsel on the Department of Labor Fiduciary Rule.

Work Highlights

  • Morgan, Lewis & Bockius represented Fin Capital Group in connection with a joint venture with Sumitomo Mitsui Banking Corp, advising on the formation and regulatory issues related to the co-investment vehicle, SMBC Fin Atlas Beyond Fund.

Strengths

Provided by Chambers

I am consistently impressed with the depth of Morgan Lewis' knowledge of SEC rules and ability to index to past precedents to offer critical insight into the latest regulatory perspective.

Investment Funds: Regulatory & Compliance respondent
USA

Notable Practitioners

Provided by Chambers

Christine Lombardo
1
Christine Lombardo
1
Band 1
Christine Lombardo is particularly adept at advising asset managers on securities regulation matters.

Christine consistently delivers sound, practical guidance, with strong knowledge of my firm's history and practices across different products and regions.

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Ranked Lawyers at
Morgan, Lewis & Bockius LLP

Provided by Chambers
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USA - Nationwide

Investment Funds: Regulatory & Compliance
Christine Lombardo
1
Christine Lombardo
1
Band 1
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Members

Provided by Morgan, Lewis & Bockius LLP