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Latham & Watkins LLP
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Investment Funds: Regulatory & Compliance

Chambers Review

Provided by Chambers

Investment Funds: Regulatory & Compliance - USA - Nationwide

3
Band 3

What the Team is Known For

Latham & Watkins is noted for its ability to advise both asset managers and sponsors on a range of regulatory and compliance issues. The practitioners are notably adept at guiding clients through highly sophisticated SEC examinations, as well as registrations and enforcement matters.

Work Highlights

  • Latham & Watkins served as lead counsel to Bridge Investment Group in its sale to Apollo Global Management, offering guidance on regulatory aspects connected to the Investment Advisers Act.

Strengths

Provided by Chambers

Latham & Watkins has a focused regulatory group with deep industry expertise.

Investment Funds: Regulatory & Compliance respondent
USA

Notable Practitioners

Provided by Chambers

Jamie Lynn Walter
4
Jamie Lynn Walter
4
Band 4
Jamie Lynn Walter has developed a strong reputation for handling SEC examinations and enforcement matters.

Jamie balances business needs with the regulatory implications, and understands the gray areas.

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Laura Ferrell
U
Laura Ferrell
U
Up and Coming

Laura Ferrell guides clients through SEC examinations and provides regulatory advice across a multitude of fund-related work including IPOs, fund formation and spin-outs.

Laura brings great service and expertise. She is incredibly responsive and willing to jump in at a moment's notice. A problem solver with balance.

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Ranked Lawyers at
Latham & Watkins LLP

Provided by Chambers
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Band

USA - Nationwide

Investment Funds: Regulatory & Compliance
Jamie Lynn Walter
4
Jamie Lynn Walter
4
Band 4
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Laura Ferrell
U
Laura Ferrell
U
Up and Coming
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