Department profile
Simpson Thacher & Bartlett LLP

Investment Funds: Regulatory & Compliance

USA Guide 2026 : USA - Nationwide

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Simpson Thacher & Bartlett LLP

Rankings

Chambers Review

Provided by Chambers

Investment Funds: Regulatory & Compliance - USA - Nationwide

Band 3

What the Team is Known For
Simpson Thacher's team is renowned for its ability to guide clients through a wide spectrum of complex regulatory and compliance issues. The group has extensive experience of handling SEC examinations, enforcement inquiries and investigations. The team also provides high-quality operational compliance advice.
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Work Highlights

Provided by Chambers

  • Simpson Thacher & Bartlett has provided ongoing regulatory advice to KKR in connection with its acquisition of Janney Montgomery Scott from Penn Mutual.

Strengths

Provided by Chambers

  • Simpson Thacher is clear and concise, responsive and practical, and their advice is not just high-level, it is tailored.

    Investment Funds: Regulatory & Compliance respondentUSA

Notable Practitioners

Provided by Chambers

  • Anne Choe
    Anne Choe

    Anne Choe

    Anne Choe is consulted for her regulatory advice relating to ETFs, hedge and mutual funds, and private funds. She demonstrates notable experience of providing counsel on SEC regulatory examinations.

    • Anne is amazing. Her experience, insights and practical guidance are beyond her years. She has made every effort to learn our business inside and out.

      Investment Funds: Regulatory & Compliance respondentUSA
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Ranked Individuals at Simpson Thacher & Bartlett LLP (2)

USA - Nationwide

Simpson Thacher & Bartlett LLP has rankings in the following guides

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