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Davis Polk & Wardwell LLP
Department profile | Davis Polk & Wardwell LLP
Investment Funds: Regulatory & Compliance

Chambers Review

Provided by Chambers

Investment Funds: Regulatory & Compliance - USA - Nationwide

3
Band 3

What the Team is Known For

Davis Polk & Wardwell boasts a strong practice in the space. The team has considerable experience of advising on a plethora of issues, such as SEC investigations, regulatory actions, formations and broader operational compliance. The group provides counsel on issues related to a wide spectrum of funds, including hedge and mutual funds.

Strengths

Provided by Chambers

Davis Polk & Wardwell has experience and industry knowledge.

Investment Funds: Regulatory & Compliance respondent
USA

Notable Practitioners

Provided by Chambers

Nora Jordan
S
Nora Jordan
S
Senior Statespeople

Nora Jordan has vast experience in the space. She is commended for her ability to advise hedge fund managers and asset managers on CFTC and SEC compliance issues.

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Aaron Schlaphoff
2
Aaron Schlaphoff
2
Band 2
Aaron Schlaphoff is adept at advising clients on complex regulatory issues arising from formations, as well as providing general operational guidance. He has considerable experience of assisting on matters relating to ETFs and hedge funds.

Aaron provides invaluable expertise and guidance in the regulatory space, as well as important insight into broader regulatory trends and activities.

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Gregory Rowland
3
Gregory Rowland
3
Band 3

Gregory Rowland has extensive experience advising private equity firms and other investment advisers on the full range of SEC and regulatory compliance issues.

Greg is terrific. He advises on both regulatory and transactional matters and is very commercial.

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Ranked Lawyers at
Davis Polk & Wardwell LLP

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USA - Nationwide

Investment Funds: Regulatory & Compliance
Nora Jordan
S
Nora Jordan
S
Senior Statespeople
View Profile
Aaron Schlaphoff
2
Aaron Schlaphoff
2
Band 2
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Gregory Rowland
3
Gregory Rowland
3
Band 3
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