Investment Funds: Regulatory & Compliance
USA Guide 2024 : USA - Nationwide
Band 3
Contact number
+1 212 450 4000Chambers Review
Davis Polk & Wardwell boasts a strong practice in the space. The team has considerable experience of advising on a plethora of issues, such as SEC investigations, regulatory actions, formations and broader operational compliance. The group provides counsel on issues related to a wide spectrum of funds, including hedge and mutual funds.
Work Highlights
- Davis Polk & Wardwell provided counsel to Royalty Pharma on obtaining relief from the SEC to allow it use a new form of finance subsidiary structure.
Strengths
Provided by Chambers
"Davis Polk's team finds very practical solutions to complex issues."
"The team is able to effectively assist in all matters, with varying levels of complexity. Their assistance is always timely and thorough."
"The team is excellent."
"Davis Polk's team finds very practical solutions to complex issues."
"The team is able to effectively assist in all matters, with varying levels of complexity. Their assistance is always timely and thorough."
"The team is excellent."
Notable Practitioners
Nora Jordan of Davis Polk has vast experience in the space. She is commended for her ability to advise hedge fund managers and asset managers on CFTC and SEC compliance issues.
Gregory Rowland of Davis Polk has extensive experience advising private equity firms and other investment advisers on the full range of SEC and regulatory compliance issues.
"Greg is great to work with. He provides commercial solutions to a number of issues. He is highly responsive and is able to quickly provide solutions to issues."
"He is very smart and well respected in the space."
Ranked Lawyers at
Davis Polk & Wardwell LLP
USA - Nationwide