Department profile
Davis Polk & Wardwell LLP

Investment Funds: Regulatory & Compliance

USA Guide 2026 : USA - Nationwide

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Davis Polk & Wardwell LLP

Rankings

Chambers Review

Provided by Chambers

Investment Funds: Regulatory & Compliance - USA - Nationwide

Band 3

What the Team is Known For
Davis Polk & Wardwell boasts a strong practice in the space. The team has considerable experience of advising on a plethora of issues, such as SEC investigations, regulatory actions, formations and broader operational compliance. The group provides counsel on issues related to a wide spectrum of funds, including hedge and mutual funds.
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Strengths

Provided by Chambers

  • Davis Polk & Wardwell has experience and industry knowledge.

    Investment Funds: Regulatory & Compliance respondentUSA

Notable Practitioners

Provided by Chambers

  • Nora Jordan
    Nora Jordan

    Nora Jordan

    Nora Jordan has vast experience in the space. She is commended for her ability to advise hedge fund managers and asset managers on CFTC and SEC compliance issues.

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  • Aaron Schlaphoff
    Aaron Schlaphoff

    Aaron Schlaphoff

    Aaron Schlaphoff is adept at advising clients on complex regulatory issues arising from formations, as well as providing general operational guidance. He has considerable experience of assisting on matters relating to ETFs and hedge funds.

    • Aaron provides invaluable expertise and guidance in the regulatory space, as well as important insight into broader regulatory trends and activities.

      Investment Funds: Regulatory & Compliance respondentUSA
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  • Gregory Rowland
    Gregory Rowland

    Gregory Rowland

    Gregory Rowland has extensive experience advising private equity firms and other investment advisers on the full range of SEC and regulatory compliance issues.

    • Greg is terrific. He advises on both regulatory and transactional matters and is very commercial.

      Investment Funds: Regulatory & Compliance respondentUSA
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Ranked Individuals at Davis Polk & Wardwell LLP (3)

USA - Nationwide

  • Profile image of Aaron Schlaphoff

    Aaron Schlaphoff

    Investment Funds: Regulatory & Compliance

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  • Profile image of Gregory Rowland

    Gregory Rowland

    Investment Funds: Regulatory & Compliance

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