Work Highlights
Corporate Compliance (as partner)
Provided leading internet companies with retainer-based legal consulting for anti-fraud investigation, covering anti-fraud, anti-commercial bribery, and other criminal compliance matters, as well as criminal investigation, criminal reporting, and criminal litigation agent ad litem
Advised a number of large online chess and card game companies on criminal compliance, with services covering establishment of criminal compliance system case database, core compliance system and compliance rules, establishment of information filing system, and compliance training for senior managers and employees
Provided criminal compliance legal services to a large online music platform in China
Provided legal services for criminal product compliance to an online audio live broadcasting platform in China, with services covering criminal legal risk analysis and rectification suggestions
Provided legal services for anti-commercial bribery/FCPA criminal compliance to a large e-commerce platform in China
Provided criminal compliance legal services to leading short-video live broadcasting companies in China, with services covering assessment of criminal risks and establishment of red line systems
Provided retainer-based legal compliance counsel to leading internet enterprises in China, including launching a number of compliance projects as project leader, covering e-commerce, cultural recreation, data, and minors protection, as well as day-to-day compliance services
Provided criminal compliance legal services to a software technology development company, including full analysis of the possible compliance risks in the client's work process and workflows, compliance advice, and establishment of a complete criminal compliance system, all in light of the involvement of the client's employees in criminal activities
Provided anti-commercial bribery compliance services to a leading dairy group in China, including formulation of regulations and guidebooks on anti-commercial bribery compliance management and assistance in the client's compliance training and publicity
Assisted a local financial regulatory authority in Beijing to conduct financial inspection on financial institutions and issued relevant professional legal inspection reports
Provided criminal compliance legal services to a state-owned holding company
Provided criminal compliance legal services to a Global 500 international technical service company, including assessment of the client's criminal risk in its existing business in accordance with regulatory requirements and advice for rectification
Provided criminal compliance legal services to an investment consulting company, including anticipatory identification of the possible criminal compliance risks in face of an emergency, compliance training of the executives of the client, and response to the investigation conducted by the law enforcement agencies
Provided a parent fund company with customized criminal compliance legal services specifically designed for the fund industry
Provided a listed biotechnology company with all-round criminal legal risk assessment services by sorting out the business lines of the client and conducting onsite interviews and investigations
Corporate Compliance (as Director of Anti-fraud Investigation of Tencent)
Managed criminal reporting, judicial follow-up, and internal processing and follow-up of the key cases occurring within Tencent
Formed Tencent's anti-corruption and compliance team in Beijing, and took charge of management, training, reporting, and performance assessment of the compliance team
Formed Tencent's anti-fraud investigation team in Beijing and managed collection of evidence, allocation of cases, guidance on case investigation, assessment of members, and other work
Participated in revision and improvement of Tencent's compliance norms, such as "Sunshine Code of Conduct", "Procedures for Management of Suppliers", and "Procedures for Management of Contracts"
Managed the dissemination of compliance principles and materials to the entire staff of Tencent Group and prepared the compliance cultural products
Managed the daily work skill training of Tencent Group's anti-fraud compliance team
Managed the judicial cooperation and liaison between Tencent Group's anti-fraud compliance team and Chinese public security organs and other judicial authorities
Criminal Litigation (as partner)
Provided criminal defense to a senior manager of a leading internet company who was suspected of non-government official bribery acceptance and contract fraud
Provided criminal defense services to a senior manager of a Chinese fashion company who was implicated in embezzlement of corporate funds and obtained a bail pending trial for the client
Provided the criminal defense to a senior manager of an investment company, who was implicated in corporate bribery
Provided the criminal defense in the first securities market manipulation case in Anhui Province, where we put forward defense opinions based on our analysis of the entire process of securities issuance of the client, with focus on whether any of the client’s actions constituted manipulation behavior, whether such actions had an impact on securities trading volumes and trading prices, and whether there is a causal relationship between its behavior and market fluctuations, and also filed the application to the procuratorate for refusal of arrest and bail pending trial
Provided criminal defense to the chairman of a listed company who was accused of deceit and damage to the listed company and put forward a defense opinions on the basis of delineating the client's remit and investigating whether the client violated his fiduciary duty and abuses his position
Provided criminal defense in a case involving illegal disclosure and non-disclosure of important information by a listed company and put forward a defense opinion that categorized important information and outlined the disclosure obligation for different categories, which was compared to disclosure made by the listed company
Provided criminal defense in a case of false VAT special invoice issued by a large petrochemical enterprise
Provided criminal defense to a senior manager of a leading risk investment institution
Provided criminal defense to a business manager of a state-owned asset management company who was suspected of fraud
Provided criminal defense to a senior manager of a foreign-funded enterprise who was suspected of duty encroachment, fraudulent purchase of foreign exchange, and issuance of false invoices
Provided criminal defense to a former Party Committee member and deputy director of a provincial rural credit cooperative association, who was accused of the crimes of bribery, abuse of power, and dereliction of duty
Provided criminal defense to the director of the natural resources administration of a prefecture-level city accused of bribery
Provided criminal appeal to the secretary of the Party Committee and director of the audit office of a province who was involved in the crimes of bribery and embezzlement of public fund
Provided criminal defense to an engineer of a leading internet company suspected of commercial secrete encroachment, and obtained a bail pending trial for the client
Provided criminal defense to an employee of a medical laboratory company who was suspected of hindering the prevention and treatment of infectious diseases and obtain a bail pending trial for the client
Provided criminal defense to an employee of a well-known investment company who was involved in the crime of acceptance of bribes offered by a national government functionary Provided criminal defense to an individual who was suspected of rape and obtained for the client a bail pending trial at the investigation stage
Provided criminal defense to an individual who was accused of rape
Criminal Litigation
Handled the case where the Secretary of the Party Committee of a province accepted bribes
Handled the case where the Secretary of the Party Committee of National Education Examinations Authority accepted bribes
Handled the case where a member of the Party Standing Committee of a district of Beijing accepted bribes
Handled the case where the General Manager of Beijing Yunxingyu Traffic Technology Ltd. embezzled money and engaged in corrupt practices
Handled the case where the director of a land reserve center of Beijing Municipal Commission of Planning and Natural Resources accepted bribes
Handled the case where the individual dubbed as the most famous fake director defrauded a total amount of CNY 16 million
Handled the case where an individual defrauded an amount of CNY 9 million through fraudulent contract dealings
Supervised and handled the case where the Secretary of the Party Committee of a province took bribes and possessed an unjustified huge wealth
Criminal Reporting
Provided criminal reporting services in a loan fraud from a national policy bank involving the amount of billions of RMB yuan, which has been accepted
