McGonigle, P.C.
Matthew Comstock
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Lawyer Information
Lawyer profile for USA 2022
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USA
Financial Services Regulation: Broker Dealer (Compliance) - USA - Nationwide
Band 3
Lawyer information
This content is provided by Matthew Comstock
Practice Areas
Broker-Dealer Advisory & Counseling
FinTech & Blockchain
Trading & Markets Counseling
Career
Mr. Comstock, a former lawyer at the U.S. Securities and Exchange Commission, has a diverse practice covering the legal and regulatory aspects of securities trading and markets, including the application of securities regulation to digital assets issued on the blockchain and to technological developments in the securities industry more broadly. He regularly advises trading platforms, broker-dealers, clearing agencies, hedge funds and other clients on a variety of compliance, regulatory and transactional matters, and interfaces with the staff of the SEC and other regulatory bodies on behalf of clients. His areas of expertise include creation of trading platforms, custody and trading of alternative investments/digital assets, broker-dealer financial responsibility, broker-dealer liquidations, securities credit regulation, compliance with self-regulatory organization rules, short selling, regulations governing market manipulation, securities lending and securities repurchase transactions, soft dollars, prime brokerage, and market structure.
A member of McGonigle, P.C.’s FinTech and Blockchain Practice, Mr. Comstock is a regular speaker at financial industry and blockchain events, and he is one of five authors of McGonigle, P.C.’s proprietary report, Cryptocurrency Regulatory Developments.
Matthew Comstock
McGonigle, P.C.



1001 G Street N.W.
Washington, DC
District of Columbia
USA
20001

USA 2022
USA 2021
USA 2020
