David C. Mahaffey

Practice Areas

Investment Management

Registered Funds & Independent Trustees

Broker-Dealer Regulation

Corporate Governance & Board Advisory

Financial Services

Government Investigations & White Collar Defense

Investment Advisors, Commodity Trading Advisors & Institutional Investors

Career

David is the managing partner of the Washington, D.C. office, as well as the co-leader of the Investment Management Group. Prior to joining Sullivan & Worcester, David was Special Counsel in the Washington, D.C. office of Gibson, Dunn & Crutcher. He previously served as Assistant General Counsel for Legislation and Investment Company and Adviser Regulation at the Securities and Exchange Commission and as Counsel to SEC Commissioner Aulana Peters.