Registered Funds

For many years, Sullivan has served the investment management industry, offering sophisticated legal advice to some of the world’s largest and most experienced investment managers. 

Our partners are known throughout the investment management industry for their experience and broad knowledge base. More importantly, they are known for providing practical advice. The result: our investment management practice has been consistently ranked among the best by Chambers USA, The Legal 500 U.S., and Best Lawyers® "Best Law Firms."

We serve as counsel to:

Registered Funds & Independent Trustees

• • Registered investment companies, including mutual funds, exchange traded funds (ETFs), and closed-end funds
  • Independent trustees and directors of registered funds
  • Independent directors of business development companies (BDCs)
  • Registered commodities funds

We currently serve more than twenty fund groups, ranging in size from less than $1 billion in assets up to more than $200 billion in assets.

Real Estate, Alternative & Off-Shore Investment Funds

• • Sponsors of private funds, such as hedge funds, private equity funds, real estate funds, and commodity pools
  • Sponsors of offshore funds, including funds subject to the EU’s UCITs and AIFM directives
  • Bank-related common and collective investment trusts

Investment Advisers, Commodity Trading Advisers & Institutional Investors

• • Investment advisers
  • Commodity trading advisors
  • Family offices and institutional investors