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4
USA 2022
USA - Nationwide Registered Funds
4
Band 4

3 Ranked Lawyers

Chambers Review

Provided by Chambers
Registered Funds - USA - Nationwide
4
Band 4
What the team is known for

Sullivan & Worcester boasts a distinguished registered funds group that handles mutual funds, closed-end funds and ETFs. Particularly well regarded for its strength in independent trustee representation.

Strengths

"The Sullivan & Worcester team is always responsive, and returns calls and advises promptly."

"The group has a strong 40 Act practice."

"They have a strong reputation in this space."

Work highlights

Sullivan & Worcester served as counsel to the independent trustees of the John Hancock Funds.

Notable practitioners

David Mahaffey is best known for his high-level representation of independent trustees for ETFs and open and closed-end funds.
"David provides excellent service and advice and is helpful in analyzing complex situations."

David Leahy is valued for his astute advice to independent trustees and directors of mutual funds, closed-end funds and ETFs.
"David is an excellent service provider with a highly sophisticated knowledge of securities."

Domenick Pugliese's broad capabilities enable him to handle ETFs and mutual funds matters, with particular expertise in advising independent trustees.
"Dom does an outstanding job for the funds and the board. He is also well respected by the industry."

Ranked Lawyers at
Sullivan & Worcester

Provided by Chambers
Filter by
Band

USA - Nationwide

Registered Funds

David C. Mahaffey
3
David C. Mahaffey
3
Band 3
David M Leahy
4
David M Leahy
4
Band 4
Domenick Pugliese
4
Domenick Pugliese
4
Band 4

Members

Provided by Sullivan & Worcester