Provided by Sullivan & Worcester
For many years, Sullivan has served the investment management industry, offering sophisticated legal advice to some of the world’s largest and most experienced investment managers.
Our partners are known throughout the investment management industry for their experience and broad knowledge base. More importantly, they are known for providing practical advice. The result: our investment management practice has been consistently ranked among the best by Chambers USA, The Legal 500 U.S., and Best Lawyers® "Best Law Firms."
We serve as counsel to:
Registered Funds & Independent Trustees
We currently serve more than twenty fund groups, ranging in size from less than $1 billion in assets up to more than $200 billion in assets.
Real Estate, Alternative & Off-Shore Investment Funds
Investment Advisers, Commodity Trading Advisers & Institutional Investors
Provided by Chambers
Sullivan & Worcester boasts a distinguished registered funds group that handles mutual funds, closed-end funds and ETFs. The firm is particularly well regarded for its strength in independent trustee representation.
Sullivan & Worcester serves as fund counsel to Pear Tree Funds and independent legal counsel to their independent trustees, advising on fund disclosure and reorganization matters.
Provided by Chambers
Sullivan & Worcester's team is very experienced and well-versed in a variety of topics.
Sullivan & Worcester's team is very experienced and well-versed in a variety of topics.
Provided by Chambers
David Mahaffey is best known for his high-level representation of independent trustees for ETFs and open- and closed-end funds.
David is an industry exemplar with his breadth of experience and in-depth industry knowledge. He is very much a problem solver with a can-do attitude.
David is always knowledgeable, with a plethora of experience.
Provided by Sullivan & Worcester
Abigail Bertumen
Ayomide Omobo
Bailey Travers
Christopher Curtis
Emily Goldschmidt
Harvey Bines
John Chilton
John Hunt
Matthew Van Wormer
Michael Davalla
Nicole Crum
Head of Department
Nicole Rives
Rachael Schwartz
Sarah Coutu
Yonathan Tewelde
Provided by Sullivan & Worcester
Broker-Dealer Regulation
Corporate Governance & Board Advisory
Financial Services
Government Investigations & White Collar Defense
International Tax
Investment Advisors, Commodity Trading Advisors & Institutional Investors
Investment Management
Real Estate, Alternative & Offshore Investment Funds
Securities Litigation
Tax
