Email address
[email protected]Contact number
+1 202 775 1202Share profile
Band 1
Provided by Stephanie Monaco
Corporate
Investment Management
Private Investment Funds & Institutional Investors
Real Estate, Alternative & Offshore Investment Funds
Registered Funds & Independent Trustees
Stephanie Monaco provides strategic counsel to investment management firms (including dually-registered investment advisers and broker-dealers) in their delivery of investment advice to a wide variety of investment advisory clients, including private funds, managed accounts, institutional and retail account services, and registered investment companies. She leverages her prior experience as an attorney with the U.S. Securities and Exchange Commission (SEC), and decades in private practice, to help clients navigate complex regulatory challenges, from business inception, SEC registration, mergers and acquisitions, through the development/refinement of sensible compliance programs, to routine and for cause SEC examinations, as well as SEC enforcement inquiries and actions.
During her time at the SEC, Stephanie served in the Division of Investment Management’s Chief Counsel’s Office and the Office of Investment Company Regulation. Prior to joining Sullivan, Stephanie was a partner in a global law firm in Washington, D.C.
Stephanie is admitted to practice in the District of Columbia and Maryland.
University of Baltimore School of Law
J.D.
University of Maryland
B.A.
Provided by Chambers
Stephanie Monaco of Sullivan & Worcester frequently advises both private and registered fund clients on SEC and ’40 Act compliance. She brings experience of working in the hedge funds sector to her private practice.
Provided by Chambers
Her advice is spot on and tailored to the client. Her practical knowledge of the SEC and how it impacts us is impressive.
Stephanie is extremely knowledgeable and articulates the rules and regulations in a way that translates to different people in the organisation. She is great to work with.
She has a great business sense of the law and understands its practical application. She is a strong advocate and defends our position with accuracy.
She is my go-to lawyer.
Her advice is spot on and tailored to the client. Her practical knowledge of the SEC and how it impacts us is impressive.
Stephanie is extremely knowledgeable and articulates the rules and regulations in a way that translates to different people in the organisation. She is great to work with.
She has a great business sense of the law and understands its practical application. She is a strong advocate and defends our position with accuracy.
She is my go-to lawyer.