Department profile
Lowenstein Sandler LLP

Investment Funds: Regulatory & Compliance

Global Guide 2026 : USA

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Lowenstein Sandler LLP

Rankings

Chambers Review

Provided by Chambers

Investment Funds: Regulatory & Compliance - USA

Band 3

What the Team is Known For
Lowenstein Sandler's team consistently demonstrates its ability to handle a plethora of regulatory and compliance issues. The team is called upon to advise clients on regulatory examinations and enforcement actions, as well as investment adviser and CPO registrations. The firm's clients include investment advisers and sponsors, among others.
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Work Highlights

Provided by Chambers

  • Lowenstein Sandler represented Delphia (USA) Inc. in settled charges with the SEC in relation to the use of artificial intelligence.

Strengths

Provided by Chambers

  • Lowenstein has industry knowledge and exceptional work output. They produce valuable, topical client alerts that are concise for our team to review and understand.

    Investment Funds: Regulatory & Compliance respondentGlobal

  • The firm has a practical approach to understanding issues and tailors solutions accordingly. They show attention to detail, and innovative approaches when addressing our unique needs.

    Investment Funds: Regulatory & Compliance respondentGlobal

  • They demonstrate expert knowledge in matters relating to the US regulatory environment. They are experts in their fields and demonstrate a high level of commercial awareness.

    Investment Funds: Regulatory & Compliance respondentGlobal

  • They have great attention to detail, partner availability and a commercial attitude.

    Investment Funds: Regulatory & Compliance respondentGlobal

Notable Practitioners

Provided by Chambers

  • Scott H Moss
    Scott H Moss

    Scott H Moss

    Scott Moss is recognized for his experience in matters involving securities and commodities regulation.

    • Scott is an exceptional attorney. He is world class in this sector.

      Investment Funds: Regulatory & Compliance respondentGlobal

    • Scott is a true expert in his field. We value his attention, advice and guidance.

      Investment Funds: Regulatory & Compliance respondentGlobal

    • Scott has an incredible breadth of knowledge and detail. He thinks through the relevant strategy before giving his advice.

      Investment Funds: Regulatory & Compliance respondentGlobal

    • Scott consistently delivers exceptional client service. He handles complex and nuanced questions with precision and provides solutions that balance legal rigour with practical applicability.

      Investment Funds: Regulatory & Compliance respondentGlobal

    • He has an encyclopedic knowledge and really understands the current state of regulatory affairs. He is a thought leader in adjacent areas, which is very helpful.

      Investment Funds: Regulatory & Compliance respondentGlobal
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Ranked Individuals at Lowenstein Sandler LLP (1)

USA

  • Profile image of Scott H Moss

    Scott H Moss

    Investment Funds: Regulatory & Compliance

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