Department profile
Ropes & Gray LLP

Investment Funds: Regulatory & Compliance

Global Guide 2026 : USA


Ropes & Gray LLP

Rankings

About

Provided by Ropes & Gray LLP

More than 300 Ropes & Gray partners, counsel and associates focus on advising a global client base of asset management firms, including fund sponsors, investors, and investment advisers, on all aspects of their business. Our experience across the entire spectrum of private and registered fund structures and vehicles, investment strategies, asset types and industries allows us to identify significant commercial, regulatory and economic issues, understand emerging trends and craft innovative solutions that are unique to the concerns of clients throughout the industry and in jurisdictions around the world.

Our asset management practice brings together the experience of our three leading investment funds groups:

Derivatives & Commodities
Private Funds
Registered Funds
Regulatory Compliance for Private Funds


In addition, our asset management industry clients rely on Ropes & Gray for full-service, seamless, cross-border advice in areas such as taxation, ERISA, derivatives and commodities, securities litigation, government enforcement, investment and M&A transactions, labor and employment, special situations, and business restructuring.

Chambers Review

Provided by Chambers

Investment Funds: Regulatory & Compliance - USA

Band 1

Band 1


What the Team is Known For

Ropes & Gray has an established practice, and the team represents private fund managers in substantial regulatory and compliance matters. It provides advice on the navigation of the Dodd-Frank Act in addition to liaising with major regulatory bodies, such as the SEC and CFTC.

Strengths

Provided by Chambers

  • They provide practical solutions in a complex technical field. They assess risk and provide specific input on potential scenarios that are unknown. They are very experienced.

    Investment Funds: Regulatory & Compliance respondentGlobal
  • They are very solutions oriented. The client service is excellent and they are very proactive in engaging with us when there is a regulatory change.

    Investment Funds: Regulatory & Compliance respondentGlobal
  • They are always super informed regarding the latest developments affecting the industry.

    Investment Funds: Regulatory & Compliance respondentGlobal

Notable Practitioners

Provided by Chambers

  • Band 1Jason E. Brown
    Band 1Jason E. Brown

    Jason E. Brown

    Investment firms rely on Jason Brown to provide high-quality counsel on regulatory issues relating to both private and mutual funds.
    • Jason is very commercial and knowledgeable and has a great sense of the market.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • Jason is our go-to attorney. He is very smart, commercial, creative and easy to work with.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • Jason understands our risk tolerance and calibrates his advice accordingly.

      Investment Funds: Regulatory & Compliance respondentGlobal
  • Band 1Joel Wattenbarger
    Band 1Joel Wattenbarger

    Joel Wattenbarger

    Joel Wattenbarger has considerable experience of advising on SEC and CFTC regulatory issues relating to hedge and venture capital funds.
    • For complex judgment-based advice, you go to Joel.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • Joel is an excellent, solutions-oriented and pragmatic lawyer.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • Joel's advice is always very spot on. He is very helpful and practical in dealing with the SEC.

      Investment Funds: Regulatory & Compliance respondentGlobal
  • Band 1Leigh Fraser
    Band 1Leigh Fraser

    Leigh Fraser

    Leigh Fraser's practice revolves around guiding clients through CFTC, SEC and Dodd-Frank regulatory issues. She routinely demonstrates her ability to advise on both domestic and cross-border fund regulatory issues.
    • Leigh has a great sense of what our peers and competitors are doing and can share the technical, as well as broader legal view. Her practicality and pragmatism stands out.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • Leigh consistently demonstrates to be the one of best in her field.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • Leigh is thoughtful and provides practical advice. She is our go-to attorney.

      Investment Funds: Regulatory & Compliance respondentGlobal

Ranked Individuals at Ropes & Gray LLP (3)

USA

  • Profile image of Jason E. Brown

    Jason E. Brown

    Investment Funds: Regulatory & Compliance

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  • Profile image of Joel Wattenbarger

    Joel Wattenbarger

    Investment Funds: Regulatory & Compliance

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  • Profile image of Leigh Fraser

    Leigh Fraser

    Investment Funds: Regulatory & Compliance

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Members

Provided by Ropes & Gray LLP

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