Department profile
Davis Polk & Wardwell LLP

Investment Funds: Regulatory & Compliance

Global Guide 2026 : USA


Davis Polk & Wardwell LLP

Rankings

Chambers Review

Provided by Chambers

Investment Funds: Regulatory & Compliance - USA

Band 3

Band 3


What the Team is Known For
Davis Polk & Wardwell boasts a strong practice in the space. The team has considerable experience of advising on a plethora of issues, such as SEC investigations, regulatory actions, formations and broader operational compliance. The group provides counsel on issues related to a wide spectrum of funds, including hedge and mutual funds.

Strengths

Provided by Chambers

  • They have a very good grasp of what is and isn't market.

    Investment Funds: Regulatory & Compliance respondentGlobal
  • The team is knowledgeable, and we appreciate their expertise on specific legal matters. 

    Investment Funds: Regulatory & Compliance respondentGlobal
  • Davis Polk has an attention to detail throughout the team. They think out of the box and are proactive when new regulations or new issues pop up.

    Investment Funds: Regulatory & Compliance respondentGlobal
  • Davis Polk has a consistent calibre of attorneys. I have not worked with a Davis Polk attorney who is not thoughtful, smart and responsive.

    Investment Funds: Regulatory & Compliance respondentGlobal

Notable Practitioners

Provided by Chambers

  • Senior StatespeopleNora Jordan
    Senior StatespeopleNora Jordan

    Nora Jordan

    Nora Jordan has vast experience in the space. She is commended for her ability to advise hedge fund managers and asset managers on CFTC and SEC compliance issues.

  • Band 2Aaron Schlaphoff
    Band 2Aaron Schlaphoff

    Aaron Schlaphoff

    Aaron Schlaphoff is adept at advising clients on complex regulatory issues arising from formations, as well as providing general operational guidance. He has considerable experience of assisting on matters relating to ETFs and hedge funds.
    • Aaron is a very commercial regulatory lawyer with great SEC experience, which is invaluable. He gives great advice.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • He is a very strong domain expert in regulatory matters and distils complex regulatory issues into understandable advice. He synthesises complexity into simple terms.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • He is an excellent lawyer. He is thoughtful, cerebral and sharp, and we enjoy working with him.

      Investment Funds: Regulatory & Compliance respondentGlobal
  • Band 3Gregory Rowland
    Band 3Gregory Rowland

    Gregory Rowland

    Gregory Rowland has extensive experience advising private equity firms and other investment advisers on the full range of SEC and regulatory compliance issues.

    • Greg is fundamental in evaluating where the implications are. He explains complex law in simple terms to those without the background and navigates complexities in a commercial manner.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • Greg has a deep knowledge of the regulatory regime. He navigates clients through complex transactions, identifies potential issues well in advance and comes up with tailored solutions.

      Investment Funds: Regulatory & Compliance respondentGlobal
    • What I really like about Greg is his willingness to dive into the detail with us. He never tires from ensuring we spot the nuances and he calibrates his advice to accommodate us. He is our go-to.

      Investment Funds: Regulatory & Compliance respondentGlobal

Ranked Individuals at Davis Polk & Wardwell LLP (3)

USA

  • Profile image of Aaron Schlaphoff

    Aaron Schlaphoff

    Investment Funds: Regulatory & Compliance

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  • Profile image of Gregory Rowland

    Gregory Rowland

    Investment Funds: Regulatory & Compliance

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Davis Polk & Wardwell LLP has rankings in the following guides

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