Email address
[email protected]Contact number
+1 202 663 6825Share profile
Band 2
Provided by Stephanie Nicolas
Stephanie Nicolas is a partner in the firm's Securities Department, and a member of the Broker-Dealer Compliance and Regulation and Futures and Derivatives Practice Groups. She joined the firm in 2001.
Ms. Nicolas has extensive experience handling a broad range of broker-dealer regulatory and enforcement issues and conducting internal reviews and compliance audits. She works with major investment banking firms, broker-dealers and other market participants to provide advice and develop policies and procedures for a broad range of securities issues and activities, including: information barriers and conflicts of interest; research activities; firm-wide supervision; trading and sales practices; capital markets; regulatory reporting and technology; and cross-border issues.
To learn more about Ms. Nicolas, please visit: https://www.wilmerhale.com/en/people/stephanie-nicolas
JD, magna cum laude, Georgetown University Law Center, 1999; BA, Brown University, 1994.
Provided by Chambers
Provided by Chambers
Stephanie has an excellent touch with the business and gets it to where it needs to go.
Stephanie has an excellent touch with the business and gets it to where it needs to go.