Financial Services: Contentious Regulatory (Corporates)
UK-wide
2 years ranked
Provided by Freshfields
Simon acts for clients on complex disputes and investigations, including regulatory enforcement action. Much of his work is with financial institutions (such as retail and investment banks, payment services providers and asset managers), though he also regularly works with financial sponsors and corporate clients.
He works on high-profile matters, and his cases often involve complex financial products or markets, large scale consumer issues, governance and controls (including in areas such as AML/ financial crime, sanctions, cyber-security controls and whistleblowing), or shareholder/ investor and M&A disputes.
Simon likes to work closely with clients facing acute problems to find the best route through their immediate issues and help them deal with the consequences. Typically, those consequences span a number of internal and external stakeholders – including senior management, regulators and customers. He often advises on related governance, management responsibility, culture and controls issues and, increasingly, sustainability including litigation and regulatory risks.
Simon is the co-head of the firm's Financial Institutions Group. He joined Freshfields in 1993 and has been a partner in the dispute resolution practice based in London since 2003.
Simon was editor of Freshfields' book on UK regulatory investigations, 'Financial Services: Investigations; Enforcement' (third edition).
Provided by Chambers
Simon Orton is global co-head of the Freshfields financial institutions group. He is regularly sought out by global clients for his experience acting in regulatory proceedings.
Provided by Chambers
He is extremely experienced and an excellent litigator.
Simon is a strong financial services litigator with a good depth of experience.
Simon is completely unflappable and very thorough. He is great at dealing with clients and excellent at managing a large team.
Simon is a real deep thinker and clients go to him with very knotty issues.
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