Sam Robinson

Practice Areas

Sam is a partner in the Financial Services Regulatory practice.

Sam advises clients include banks, asset management firms, broker dealers, payment institutions and corporate finance houses on a broad range of regulatory and compliance matters within the financial services sector. Prior to working in private practice, Sam worked for seven years at the UK financial services regulator, the Financial Services Authority (the majority of this time in the FSA’s General Counsel’s Division), and has also spent time on secondment at Santander Asset Management UK Limited.

Recent work includes advising on whether certain activities require FCA authorisation, establishing crowdfunding platforms and robo-managers, the structuring of fund vehicles (including regulated and unregulated funds), financial promotion issues, conduct of business requirements, acquisitions of FCA-authorised firms, drafting terms of business for investment firms and payment service providers as well as providing consumer credit advice.

Professional Memberships

-Member of the Alternative Investment Management Association.

-Member of the Financial Services Lawyers Association.

-Member of the Prepaid International Forum

-Legal advisor to the UK Crowdfunding Association

Publications

Sam is regularly published in financial services publications and journals on a wide range of financial services issues (including Bloomberg World Securities Law Reports, Bloomberg UK Financial Services Law Reports, Lexis Nexis, Thomson Reuters Compliance Complete and E-Finance & Payments Law & Policy).

Industry Sector Expertise

Financial Institutions and FinTech

Languages Spoken

English

Education

Awards