Securities: Regulation: Enforcement
USA - Nationwide
1 year ranked
Provided by Proskauer Rose LLP
Robert W. Pommer III is a partner in the Litigation Department and a member of Proskauer's Securities Enforcement, White Collar Defense & Investigations and Asset Management Litigation groups.
Bob’s practice focuses on a broad range of securities-related enforcement and compliance issues. He represents private fund managers, financial institutions, public companies and their senior executives in enforcement investigations and litigation conducted by the SEC, the U.S. Department of Justice, and other governmental entities and financial services regulators. He also conducts internal investigations and counsels investment advisers and public companies on regulatory compliance, corporate governance and other SEC-related issues.
Prior to his career in private practice, Bob served as Assistant Chief Litigation Counsel in the SEC’s Division of Enforcement for nine years. While there, he investigated and litigated several high-profile cases involving complex financial fraud and audit failures. Bob also worked on enforcement actions involving insider trading, investment adviser and broker-dealer issues, market manipulation and other violations of the federal securities laws.
Provided by Chambers
Robert Pommer of Proskauer Rose LLP counsels clients on the full range of securities regulatory matters from SEC exams to enforcement actions.
Provided by Chambers
Bob had a mastery of this case from the start and implemented a strong strategic vision.
Bob is a great partner to our business. He invests the time to understand our needs and deliver tailored advice, with our best interests in mind always.
Bob was practical and was great at knowing what the SEC really cares about. He was able to guide us well through a complex investigation.
Chambers is the leading data and intelligence partner for the legal sector.